A new version of stock touts has emerged over the past decade that has increasingly caught the attention of local securities regulators. The B.C. Securities...
Vancouver-headquartered investment and brokerage firm Canaccord Genuity Group Inc. (TSX:CF) has agreed to pay a $2.85 million penalty for failing to fulfill its gatekeeper obligations...
A Vancouver resident who allegedly played a key role in a fraudulent $46 million pump-and-dump scheme involving three B.C. penny stock companies is now facing two criminal charges...
The Metro Vancouver Regional District board of directors is calling on the provincial government to join a new committee aimed at reforming its own governance...
The B.C. Securities Commission announced a hearing panel has fined a B.C. man and his company $100,000 total for unregistered investment referrals with two unidentified registered...
The Xatśūll First Nation says a B.C. Supreme Court judge has expedited a judicial review hearing that seeks to prevent Imperial Metals from adding more tailings capacity from the...
A B.C. real estate brokerage has been granted the opportunity to appeal a $156,750 fine for non-compliance with the Proceeds of Crime (Money Laundering) and...
In the first federal election campaign since the Commission of Inquiry into Money Laundering in B.C. concluded, enforcement of crime in Canada’s regulated financial sectors has taken a...
